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We have experience with the following:
- Preparation of Stock Purchase Agreements
- Issuance of restricted stock opinions (Rule 144)
- Formation of corporations and limited liability companies
- Preparation of bylaws and corporate resolutions
- Effectuation of mergers and reverse mergers
- Acquisitions
- Registration of stock with the SEC: including primary and secondary offerings, common stock, preferred stock, debenture and trust preferred offerings
- Preparation of private placement memorandums and the filing of a Form D and state notices, as appropriate
- Preparation of indentures and trust agreements
- Preparation of regulatory applications and/or responses
- Analysis of corporate governance
- Preparation of companies for initial public offerings or registration and listing of shares on the Nasdaq, Amex, OTCBB, NYSE or Pink Sheets.
- Preparation in coordination with a Company and its accountants, or review of, '34 Act filings including 10-K, 10-Q and Form 8-Ks
- Preparation of proxy statements and information statements
- Preparation of Section 16 filings by officers, directors and 10% stockholders
- Preparation of Williams Act filings (13D/G)
- Provision of legal advice with respect to aspects of all of the foregoing.
Our attorneys have experience representing the following types of clients: investment banks, broker-dealers, insurance companies, community banks, including state-chartered savings associations or banks and federal savings banks and their holding companies, public companies and privately-held companies, very large companies and start-ups. Every client has at least one person, and typically more than one, with whom we work closely on a given legal project. We enjoy working with you navigating complex regulatory frameworks to obtain the best possible results for you and your companies in a cost-effective and efficient manner.
Our firm is located in Arlington, Virginia. We are a metro ride away from the SEC, the FDIC, the OTS, the FINRA and various other regulatory agencies. We have benefited from operating in this location, and by working with us, you will also benefit. For instance, if a document needs to be walked in for a filing, or obtained from the SEC, we can easily do that for you. That said, we also prefer to use technology whenever possible.
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